Carlton C. Okamoto

With nearly five decades in the financial services industry, Carl Okamoto offers deep experience and an unwavering commitment to the clients he serves. He joined National Securities in 1993 and affiliated with B. Riley Wealth Management in 2022 following the acquisition of National. As a Registered Securities Representative and Registered Securities Principal, Carlton works primarily with clients in Hawaii, and across the western continental United States, Florida, and New York.

His approach begins with listening. Before recommending an investment plan, he takes time to understand each client's goals, aspirations, and risk tolerance.  Carlton takes the time to ensure they fully understand every product or strategy being considered. He takes pride in bringing together the right products and professionals in a way that provides value for the client and at a fair price. Carl leverages the independence his firm provides to select solutions that genuinely serve each client's needs.

At the heart of everything he does is a guiding principle passed down from his father: do not dirty the family name. It is a standard of integrity he has carried throughout his career — and one his clients have come to rely on.

Carl holds a Bachelor of Science in Business Administration and a Master of Business Administration from the University of Denver.